Publications

Showing 11111 to 11120 of 18820 search results.

11111. Final Notice 2018: D & J Roofing & Building Services Limited [pdf]

       Final notices

       Published: 09/03/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11112. Final Notice 2018: Fairbourne Assist Ltd [pdf]

       Final notices

       Published: 08/03/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

11113. Final Notice 2018: Alex Hope [pdf]

       Final notices

       Published: 07/03/2018

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition.

11114. Societies prosecuted in 2017 under the Co-operative and Community Benefit Societies Act 2014 [pdf]

       Data

       Published: 06/03/2018

       Societies that have been prosecuted for not submitting their annual returns and accounts in 2017.

11115. Societies cancelled in 2017 [pdf]

       Data

       Published: 06/03/2018

       Societies that have been cancelled for not submitting their annual returns and account in 2017.

11116. Final notice 2018: VIP Wealth Ltd [pdf]

       Final notices

       Published: 06/03/2018

       This final notice refers to breaches of COND related to Threshold conditions in the wholesale sector. We imposed a refusal.

11117. Final Notice 2018: Paul John Flowers [pdf]

       Final notices

       Published: 06/03/2018

       This final notice refers to a lack of fitness and propriety and is related to culture/governance in the retail bank sector. We imposed a prohibition.

11118. Final Notice 2018: Oaklea Autos NI Ltd [pdf]

       Final notices

       Published: 06/03/2018

       This final

11119. Final Notice 2018: Guillaume Adolph [pdf]

       Final notices

       Published: 05/03/2018

       This final notice refers to breaches of PRIN 5 and FIT related to benchmarks, lack of fitness/propriety and wholesale conduct in the investment bank sector. We imposed a fine and a prohibition.

11120. Retail banking: product governance review

       Multi-firm reviews

       Published: 05/03/2018

       Last modified: 06/03/2026

       The latest stage of our supervision work looked at product governance in small and medium-sized retail banks.