Publications

Showing 11151 to 11160 of 18820 search results.

11151. Final Notice 2018: The Skin Clinic + Hair Transplant Centre Limited [pdf]

       Final notices

       Published: 19/02/2018

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

11152. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding RBS Global Restructuring Group (GRG): skilled persons' report (16 February 2018) [pdf]

       Correspondence

       Published: 16/02/2018

11153. Letter to firms: Pension Transfer Advice – reminder of our requirements [pdf]

       Correspondence

       Published: 14/02/2018

11154. FCA service standards - September 2017 [pdf]

       Corporate documents

       Published: 13/02/2018

       The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.

11155. Final notice 2018: Worldwide Central Repository Limited [pdf]

       Final notices

       Published: 13/02/2018

       This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

11156. Final Notice 2018: GMT Cars [pdf]

       Final notices

       Published: 12/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11157. Final Notice 2018: MTS Automotive (Manchester to Southampton LTD) [pdf]

       Final notices

       Published: 12/02/2018

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11158. Algorithmic Trading Compliance in Wholesale Markets [pdf]

       Multi-firm reviews

       Published: 12/02/2018

       We have conducted a number of cross-firm reviews on themes relating to algorithmic trading.

11159. Algorithmic Trading Compliance in Wholesale Markets

       Multi-firm reviews

       Published: 12/02/2018

       Last modified: 12/02/2018

       We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

11160. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding RBS Global Restructuring Group (GRG): skilled persons' report [pdf]

       Correspondence

       Published: 09/02/2018