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Final notice 2017: So Cycle Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA key performance indicators (KPIs) - 2017/18: September 2017 [pdf]
These Authorisations Quarterly Key Performance Indicators (KPIs) provide key metrics on the performance of the FCA’s Authorisations Division. -
Final Notice 2017: Tejoori Limited [pdf]
This final notice refers to breaches of the Market Abuse Regulation related to market abuse in the issuer sector. We imposed a fine. -
CP17/43: Credit card market study: persistent debt and earlier intervention remedies - feedback to CP17/10 and further consultation [pdf]
We are consulting on proposed new rules to help credit card customers in persistent debt. -
Further commentary on the update on the IDWG’s progress at December 2017 [pdf]
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The FCA’s response to the Complaints Commissioner’s Report FCA00389 [pdf]
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Institutional Disclosure Working Group: Summary of discussion 11 December 2017 [pdf]
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CP17 /41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime [pdf]
We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime. -
CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime [pdf]
We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime. -
CP17/42: The Duty of Responsibility for insurers and FCA solo-regulated firms [pdf]
We are consulting on how we will extend the Duty of Responsibility to insurers and FCA solo-regulated firms.