Publications

Showing 11321 to 11330 of 18820 search results.

11321. Start of Activity notification form (for PSD and E-money) [doc]

       Forms

       Published: 13/12/2017

11322. Dear CEO letter - Payment for Order Flow [pdf]

       Dear CEO letters

       Published: 13/12/2017

       FCA’s views on PFOF in the context of the evolving landscape under MiFID II.

11323. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

       Policy statements

       Published: 13/12/2017

       Last modified: 04/07/2018

       PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. Open consultation: CP17/42 Read more about Open consultation: CP17/42. 13/12/2017. Consultation closed. 21/02/2018. Policy Statement. 04/07/2018. 04/07/2018. Policy

11324. FCA Statement – authorising and supervising insurance special purpose vehicles [pdf]

       Policy statements

       Published: 13/12/2017

       In this Statement the Financial Conduct Authority (FCA) sets out its approach and expectations when authorising and supervising insurance special purpose vehicles (ISPVs) in line with the FCA’s objectives and Threshold Conditions. This statement

11325. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

       Consultation papers

       Published: 13/12/2017

       Last modified: 22/02/2018

       CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime. Open consultation: CP17/41 Read more about Open consultation: CP17/41. 13/12/2017. Consultation closes. 21/02/2018. Policy

11326. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

       Consultation papers

       Published: 13/12/2017

       Last modified: 22/02/2018

       CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime. Open consultation: CP17/40 Read more about Open consultation: CP17/40. 13/12/2017. Consultation closes. 21/02/2018. Policy

11327. Market Watch 55 [pdf]

       Newsletters

       Published: 12/12/2017

       The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

11328. PS17/26: Information about current account services [pdf]

       Policy statements

       Published: 12/12/2017

11329. Letter from Chris Sier to Andrew Bailey [pdf]

       Correspondence

       Published: 12/12/2017

       Text of a letter from Chris Sier, Chair of the Institutional Disclosure Working Group, to Andrew Bailey following press coverage in The Times on Monday December 11 2017

11330. MLAR statistics December 2017: Commentary [pdf]

       Data

       Published: 12/12/2017

       Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2017 Q3.