Publications

Showing 11651 to 11660 of 18845 search results.

11651. Model driven machine executable regulatory reporting TechSprint

       TechSprints

       Published: 11/09/2017

       Last modified: 02/12/2025

       Held alongside the Bank of England and facilitated by Grant Thornton, the event explored the potential for model driven, machine readable and executable regulation.

11652. FCA’s response to the Complaints Commissioner’s Report FCA00229 [pdf]

       Corporate documents

       Published: 11/09/2017

11653. MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]

       Systems information

       Published: 11/09/2017

       This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form.

11654. Data Bulletin: September 2017 - Retirement income market trends

       Data

       Published: 08/09/2017

       Last modified: 21/08/2019

       The tenth issue of our Data Bulletin focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

11655. FCA Data Bulletin: Issue 10 - September 2017 [pdf]

       Data

       Published: 08/09/2017

       This Data Bulletin for September 2017 focuses on the latest retirement income market trends and includes a summary update of the FCA and FCA Practitioner Panel firm survey.

11656. FCA Data Bulletin issue 10 - underlying data [xlsx]

       Data

       Published: 08/09/2017

       Underlying data for retirement income data collection and firm feedback questionnaire.

11657. FOI5092 Response [pdf]

       FOI releases

       Published: 04/09/2017

       Last modified: 04/09/2017

11658. Final Notice 2017: Guy Pascoe [pdf]

       Final notices

       Published: 04/09/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation.

11659. FOI5160 Response [pdf]

       FOI releases

       Published: 01/09/2017

11660. CP17/32: Quarterly Consultation Paper No. 18 [pdf]

       Consultation papers

       Published: 01/09/2017

       Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.