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  1. PS17/20: Transaction cost disclosure in workplace pensions [pdf]

    Policy statements

    Published: 20/09/2017

  2. Adroddiad a Chyfrifon Blynyddol 2016/17 [pdf]

    Annual reports

    Published: 20/09/2017

  3. Final Notice 2017: Charles Palmer [pdf]

    Final notices

    Published: 19/09/2017

    This final notice refers to breaches of APER 6 and FIT related to appointed representatives/ networks, culture/governance, lack of fitness/propriety and unfair treatment of customers in the Investment Adviser sector. We imposed a fine and prohibition

  4. Final Notice 2017: Stephen Alan Fox [pdf]

    Final notices

    Published: 19/09/2017

    This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the general insurance and protection sector. We imposed a prohibition.

  5. Application form for an individual responsible for the management of an Electronic Money Institution [docx]

    Forms

    Published: 19/09/2017

    Last modified: 26/06/2025

    Application form for an individual responsible for the management of an Electronic Money Institution.

  6. Application for an Authorised Electronic Money Institution: Qualifying Holding (Controller) – Corporate Form [docx]

    Forms

    Published: 19/09/2017

    Last modified: 29/03/2022

    Application for an Authorised Electronic Money Institution: Qualifying Holding (Controller) – Corporate Form.

  7. Application for Authorisation as an Authorised Electronic Money Institution: Qualifying holding (Controller) Trust [docx]

    Forms

    Published: 19/09/2017

    Last modified: 29/03/2022

    Application for Authorisation as an Authorised Electronic Money Institution: Qualifying holding (Controller) Trust.

  8. Application for an Authorised Electronic Money Institution: Qualifying holding (Controller) Individual [docx]

    Forms

    Published: 19/09/2017

    Last modified: 26/06/2025

    Application for an Authorised Electronic Money Institution: Qualifying holding (Controller) Individual.

  9. Occasional Paper 31: Ageing Population and Financial Services [pdf]

    FCA research

    Published: 19/09/2017

    This Occasional Paper sets out the key findings and outcomes from the Ageing Population Project and our strategy for mitigating the potential harm arising.

  10. Application for Authorisation as an Authorised Electronic Money Institution Qualifying holding (Controller) Partnership [docx]

    Forms

    Published: 19/09/2017

    Last modified: 29/03/2022

    Application for Authorisation as an Authorised Electronic Money Institution Qualifying holding (Controller) Partnership.
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