Publications

Showing 11771 to 11780 of 18845 search results.

11771. Final Notice 2017: Allenby Stevenson Limited [pdf]

       Final notices

       Published: 18/08/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11772. Final Notice: Wellsons Vehicle Solutions Limited [pdf]

       Final notices

       Published: 18/08/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11773. Final Notice 2017: Tolworth Motor Company (Surrey) Limited [pdf]

       Final notices

       Published: 18/08/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11774. Impact assessment: Sponsors: Record Keeping Requirements (UKLA/TN/717.1) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to UKLA/TN/717.1. It has been verified by the Regulatory Policy Committee.

11775. Impact assessment: Substitution of issuer of debt securities (UKLA/TN/911.1) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to UKLA/TN/911.1. It has been verified by the Regulatory Policy Committee.

11776. Impact assessment:Thematic Review: Delegated authority: Outsourcing in the general insurance market (TR15/7) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to TR15/7. It has been verified by the Regulatory Policy Committee.

11777. Impact assessment: Fair treatment for consumers who suffer unauthorised transactions (TR16/3) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to TR16/3. It has been verified by the Regulatory Policy Committee.

11778. Impact assessment: Open-ended investment companies and transfer restrictions (UKLA/TN/425.1) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to UKLA/TN/425.1. It has been verified by the Regulatory Policy Committee.

11779. Impact assessment: Financial information on guarantors in debt prospectuses and requests for omission (UKLA/TN/634.1) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to UKLA/TN/634.1. It has been verified by the Regulatory Policy Committee.

11780. Impact assessment: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner (UKLA/TN/713.1) [pdf]

       Impact assessments

       Published: 18/08/2017

       This impact assessment relates to UKLA/TN/713.1. It has been verified by the Regulatory Policy Committee.