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  1. Voluntary Application for Imposition of Requirement: The Mortgage Matters Partnership [pdf]

    Requirement notices

    Published: 03/08/2017

  2. FCA and FCA Practitioner Panel survey - 2017 report [pdf]

    External research

    Published: 03/08/2017

    The FCA and FCA Practitioner Panel publish the findings from their joint survey of industry views.

  3. Hospitality and Gifts Log - April to June 2017 [pdf]

    FOI releases

    Published: 03/08/2017

  4. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research insights

    Published: 03/08/2017

    Last modified: 03/08/2017

    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.

  5. Diary engagements April to June 2017: Christopher Woolard [pdf]

    FOI releases

    Published: 03/08/2017

  6. Diary engagements April to June 2017: Andrew Bailey [pdf]

    FOI releases

    Published: 03/08/2017

  7. Minutes: FCA Board 21 and 22 June 2017 [pdf]

    Meeting minutes

    Published: 03/08/2017

  8. Diary engagements April to June 2017: John Griffith-Jones [pdf]

    FOI releases

    Published: 03/08/2017

  9. New technologies and anti-money laundering compliance final report [pdf]

    External research

    Published: 02/08/2017

    There are many emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money. We commissioned PA Consulting Group to

  10. MS15/2.3: Asset management market study remedies - timeline [pdf]

    Market studies

    Published: 02/08/2017

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