Publications
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Virgin Money plc: Programme Designation Attestation [pdf]
Virgin Money plc: Programme Designation Attestation -
Supervisory Memorandum of Understanding between the FCA and The Securities and Futures Commission (SFC) [pdf]
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Virgin Money plc: List of Regulated Covered Bonds [pdf]
Virgin Money plc: List of Regulated Covered Bonds -
Review of property funds and liquidity risks
Findings from our suspended property fund review. -
Final Notice 2017: Aaron Cawthorn [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Grays Motor Cycle Centre Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Impact assessment: Best execution arrangements in investment managers - multi-firm feedback [pdf]
This impact assessment relates to best execution arrangements in investment managers - multi-firm feedback. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Use of dealing commission - multi-firm feedback [pdf]
This impact assessment relates to the Use of dealing commission – multi-firm feedback. It has been verified by the Regulatory Policy Committee. -
The Financial Conduct Authority’s response to the Annual Report 2016–17 of the Office of the Complaints Commissioner [pdf]
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Skipton Building Society: List of Regulated Covered Bonds [pdf]
Skipton Building Society: List of Regulated Covered Bonds