Publications
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Retirement Outcomes Review Interim Report: Annex 3 [pdf]
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Notice of Undertaking: London General Insurance Company Limited [pdf]
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FSCS Levy Calculation Notes 2017/18 Rates [pdf]
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Final Notice 2017: KWS Wealth Management Limited [pdf]
This final notice refers to breaches of the suitability Threshold Condition in the Investment Adviser sector. We imposed a cancellation. -
Retirement Outcomes Review
We have published the final findings of our Retirement Outcomes Review, which looks at how the retirement income market is evolving since the pension freedoms were introduced in April 2015. -
Converting to a company notes [doc]
Mutuals application form (notes) -
Stabilisation template [xls]
Issuers or firms submitting on behalf of an issuer may use this stabilisation template when notifying us. -
Re-issued First Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]
Stargate Capital Management Limited and Stargate Corporate Finance Ltd -
Final Notice 2017: Jamie Harwood T/A MJ HARWOOD [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Buy-back programme template [xlsx]
Issuers or firms submitting on behalf of an issuer may use this buy-back programme template when notifying us.