Publications
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Final Notice 2017: Stephen Duffy [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
CP17/20: Staff incentives, remuneration and performance management in consumer credit [pdf]
Findings from our thematic review and proposed new rule and guidance -
Final Notice 2017: Parm Milap [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Yo Yo Vending Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Response to the Complaints Commissioner’s report FCA00295 [pdf]
We have considered the final report of the Complaints Commissioner on complaint FCA00295. -
Occasional Paper No. 27: Benchmark regulation and market quality [pdf]
In this paper, we examine the implications of the benchmark regime change in the interest rate swap market on underlying market conditions. -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]
Final policy statement setting out final rules for our implementation of MiFID II. -
PS17/15: FCA regulated fees and levies 2017/18 [pdf]
Including feedback on CP17/12 and ‘made rules’ -
Occasional Paper No. 27: Benchmark regulation and market quality
In this paper, we examine the implications of the benchmark regime change in the interest rate swap market on underlying market conditions.