Publications
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UKLA Technical Note 502.2 - Preliminary statement of annual results [PDF] [pdf]
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UKLA Procedural Note 905.2 - Passporting [PDF] [pdf]
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UKLA Procedural Note 901.3 - Eligibility process [PDF] [pdf]
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List of society cancellations 2016 [pdf]
Societies that have had their registration cancelled for failing to submit an annual return and account in 2016. -
List of society prosecutions 2016 [pdf]
Societies have been prosecuted for failing to submit an annual return and accounts in 2016. -
Final Notice 2017: Tesco plc [pdf]
This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution. -
Societies prosecuted in 2016 [pdf]
Societies that have been prosecuted for failing to submit an annual return and accounts in 2016. -
Impact assessment: Wind-down planning guidance [pdf]
This impact assessment relates to changes to wind-down planning guidance. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Strengthening the alignment between risk and reward – remuneration rules for banking sector [pdf]
This impact assessment relates to remuneration rules for the banking sector. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Retirement income data requests [pdf]
This impact assessment relates to retirement income data requests. It has been verified by the Regulatory Policy Committee.