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Final Notice 2017: Juceff & Co Trading Limited [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
CP17/6: Quarterly Consultation Paper No. 16
CP17/6: Quarterly Consultation Paper No. 16. Consultation papers First published:. 03/03/2017. Last updated: 15/05/2017. We are proposing to make changes to:. DEPP and EG reflecting the FCA’s powers following the Bank Recovery and Resolution Order -
Investment managers still failing to ensure effective oversight of best execution
We outline findings from supervisory work looking at how investment managers deliver best execution for their clients. -
Firms continue to fail to meet our expectations on their use of dealing commission
We summarise our findings from a review that analysed dealing commission expenditure across 31 investment managers (covering asset managers, wealth managers and host-authorised corporate director providers) between 2012 and 2015. -
PS17/3: Payment protection insurance complaints [pdf]
This Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints. It completes the consultation process we began in Consultation Paper 15/39 and continued in Consultation Paper 16/20. -
Final Notice 2017: Finance Made Simple Ltd [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
LCA Glasgow Photography Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
New basis for making a PPI complaint [pdf]
You may now be able to complain if you think your provider earned a high level of commission from your PPI and this was not made clear to you when you bought it. It is unlikely you would have been told how much of your PPI payments were to cover -
Homeworx Building Contractors Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Pilot general insurance value measures data – year ended 31 August 2016 [xls]
We have published general insurance value measures data for 38 insurers (including both UK and EEA firms) for the year ending 31 August 2016. This is the aggregated data.