Publications

Showing 12321 to 12330 of 18845 search results.

12321. PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance

       Policy statements

       Published: 02/03/2017

       Last modified: 03/05/2024

       The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints.

12322. CP17/5: Reforming the availability of information in the UK equity IPO process [pdf]

       Consultation papers

       Published: 01/03/2017

       We are consulting on a package of policy proposals intended to improve the range and quality of information that is available to investors during the UK equity IPO process.

12323. PS17/23: Reforming the availability of information in the UK equity IPO process

       Policy statements

       Published: 01/03/2017

       Last modified: 26/10/2017

       We are setting out a package of measures intended to improve the range, quality and timeliness of information that is available to investors during the UK equity IPO process.

12324. Final Notice 2017: John Abbott [pdf]

       Final notices

       Published: 28/02/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12325. Final Notice 2017: Stuart Graham [pdf]

       Final notices

       Published: 28/02/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12326. Final Notice 2017: Autocity (Scotland) Limited [pdf]

       Final notices

       Published: 28/02/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12327. Final Notice 2017: Steven Paul Billing [pdf]

       Final notices

       Published: 28/02/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12328. The FCA’s expectations of firms that operate a loan-based crowdfunding platform which facilitates loans to lending businesses [pdf]

       Dear CEO letters

       Published: 28/02/2017

       Letter to firms that operate loan-based crowdfunding platforms.

12329. Final Notice 2017: The Encore Trading Company Limited [pdf]

       Final notices

       Published: 27/02/2017

       This final notice refers to breaches of PRIN11 and COND relating to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

12330. Final Notice 2017: GM Contracts Limited [pdf]

       Final notices

       Published: 27/02/2017

       This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.