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Primary Market Technical Note: Assessing and handling inside information - UKLA/TN/521.3 (Amendment) [pdf]
Primary Market Technical Note: Assessing and handling inside information - UKLA/TN/521.3 (Amendment). -
Primary Market Technical Note: Issuer’s obligations - UKLA/TN/542.2 (Amendment) [pdf]
Primary Market Technical Note: Issuer’s obligations - UKLA/TN/542.2 (Amendment). -
Primary Market/TN/210.2 - Cancellation of listing or transfer between listing categories - requests to waive the 20 business day notice period [pdf]
Primary Market/TN/210.2- Cancellation of listing or transfer between listing categories - requests to waive the 20 business day notice period -
Primary Market Technical Note 404.2: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money [pdf]
TN 404.2: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money. -
Primary Market Procedural Note 908.3: Primary Market Oversight and listings - decision making and individual guidance processes [pdf]
Primary Market Procedural Note 908.3: Primary Market Oversight and listings - decision making and individual guidance processes -
Primary Market/TN/209.4 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner [pdf]
Primary Market/TN/209.4 - Listing Principle 2 – Dealing with the FCA in an open and cooperative manner -
Primary Market Technical Note 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
TN 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner -
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities [pdf]
Primary Market Technical Note 202.3: Share buy-backs with mix and match facilities -
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities [pdf]
Primary Market Procedural Note 911.2: Substitution of issuer of debt securities -
Primary Market Technical Note 408.2: Eligibility of closed-ended investment funds [pdf]
Primary Market Technical Note 408.2: Eligibility of closed-ended investment funds