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Primary Market/TN/205.3- Circulation and publication of unapproved documents [pdf]
Primary Market/TN/205.3- Circulation and publication of unapproved documents -
Primary Market/TN/208.2 - Long-term incentive schemes [pdf]
Primary Market/TN/208.2 - Long-term incentive schemes -
Primary Market Technical Note 716.2: Sponsors: Joint sponsors – communications with the FCA [pdf]
TN 716.2: Sponsors: Joint sponsors – communications with the FCA -
Primary Market Technical Note 706.2: Sponsors: Innovative structures and schemes [pdf]
TN 706.2: Sponsors: Innovative structures and schemes -
Primary Market Technical Note 701.4: Sponsors: Identifying and managing conflicts [pdf]
TN 701.4: Sponsors: Identifying and managing conflicts -
Primary Market Procedural Note 912.2: Sponsor Service Enquiry Line [pdf]
PN 912.2: Sponsor Service Enquiry Line -
Primary Market Procedural Note 910.3: Additional powers to supervise sponsors [pdf]
PN 910.3: Additional powers to supervise sponsors -
Primary Market Procedural Note 909.3: Sponsor firms – Ongoing requirements during re-organisations [pdf]
PN 909.3: Sponsor firms – Ongoing requirements during re-organisations -
Primary Market Technical Note 522.4: Disclosure of "lock-up" agreements [pdf]
Primary Market Technical Note 522.4: Disclosure of "lock-up" agreements -
Primary Market/TN/307.2 - Aggregating transactions [pdf]
Primary Market/TN/307.2 - Aggregating transactions