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Notice of Decision 2024: Nigel Roper [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: AFD Of Mapperley Limited t/a Oakhill Garages [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: The Automotive Network Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Money Relief Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Reeds Motors Ltd [pdf]
This Final Notice (Reeds Motors Ltd) refers to breaches of COND. We imposed a cancellation of Part 4A permissions. -
Notice of Decision 2024: M Capital Investments Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Craig Buchan [pdf]
This Final Notice (Craig Buchan) refers to breaches of COCON 2.2.1R related to failing to act with integrity in the Investment Adviser sector. We imposed a financial penalty and prohibition. -
Notice of Decision 2024: John Gill [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
DP24/2: Improving the UK transaction reporting regime [pdf]
The FCA wants feedback on options we've identified to improve the transaction reporting regime. -
Final Notice 2024: Martin Paul Cooke [pdf]
This Final Notice (Martin Paul Cooke) refers to breaches of COCON 2.2.1R related to failing to act with integrity in the Investment Adviser sector. We imposed a financial penalty and prohibition.