Publications

Showing 3091 to 3100 of 18805 search results.

3091. FCA Authorisations operating service metrics 2024/25 Q2

      Data

      Published: 13/11/2024

      Last modified: 13/11/2024

      The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers July to September 2024.

3092. Authorisations operating service metrics Q2 2024/25 [pdf]

      Data

      Published: 13/11/2024

      This 2024/25 Q2 update covers the FCA's progress on service standards for authorisations case work.

3093. Annulment of Decision Notice 2024: The Pentagon Partnership [pdf]

      Decision notices

      Published: 12/11/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 29 January 2025, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

3094. Final Notice 2024: Metro Bank plc [pdf]

      Final notices

      Published: 12/11/2024

      This Final Notice (Metro Bank plc) refers to breaches of PRIN 3 and associated SYSC rules relating to a lack of systems and controls concerning financial crime in the Retail Bank sector. We imposed a financial penalty.

3095. Notice of Decision 2024: 1 Life U K Ltd [pdf]

      Decision notices

      Published: 12/11/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3096. Notice of Decision 2024: Chohan Vehicle Solutions MCR Ltd [pdf]

      Decision notices

      Published: 12/11/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3097. Portfolio Letter: Our supervisory strategy for credit rating agencies [pdf]

      Portfolio letters

      Published: 12/11/2024

      This letter describes our supervisory work programme for the next two

3098. Information on SMF Gender Roles - November 2024

      FOI releases

      Published: 12/11/2024

      Last modified: 01/01/2025

      FCA provides information on SMF Gender Roles.

3099. PS24/16: Operational resilience: Critical third parties to the UK financial sector

      Policy statements

      Published: 12/11/2024

      Last modified: 12/11/2024

      We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs).

3100. Final Notice 2024: Leigh Mackey [pdf]

      Final notices

      Published: 11/11/2024

      This Final Notice (Leigh Mackey) refers to breaches of APER 1, APER 4 and COCON related to failing to act with integrity and failing to be open and co-operative in the General Insurance and Protection sector. We imposed a financial penalty and