Publications
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Certifications representing equity securities in public hands statement [docx]
Statement for certificates representing equity securities in public hands. -
Sponsor's declaration for the production of a circular [docx]
Sponsor form for prospectuses only. -
Eligibility for listing Securitised Derivatives [docx]
UK Listing eligibility form. -
Notice of Decision 2024: Sarah Cohen Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Review of FCA requirements following the introduction of the Consumer Duty [pdf]
The FCA is asking for views on whether, where and how we can refine our retail conduct rules. -
Disapplication of pre-emption rights – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Final Notice July 2024: Dickson Minto Advisers LLP [pdf]
Following a request received from the sponsor firm, the FCA hereby limits and restricts the services to which the sponsor approval of the sponsor firm relates, such that the sponsor firm may provide sponsor services solely to a company listed or -
Sponsor's declaration for transfer of listing category [docx]
Sponsor form for prospectuses only. -
Eligibility for listing Debt and debt-like securities [docx]
UK Listing eligibility form. -
Final Notice 2024: Howard Kennedy Corporate Services LLP [pdf]
Following a request received from the sponsor firm, the FCA hereby limits and restricts the services to which the sponsor approval of the sponsor firm relates, such that the sponsor firm may provide sponsor services solely to a company listed or