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Notice of Decision 2024: RedsWebs & Shop Design Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Robert Harriss [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition. -
Decision Notice 2022: Stephen Joseph Burdett [pdf]
This Decision Notice (Stephen Joseph Burdett) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity and failing to operate in accordance with permissions in the pensions sector. Our view is that a financial penalty -
Handbook Notice 119 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 25 April 2024 and 23 May 2024. -
Decision Notice 2022: James Paul Goodchild [pdf]
This Decision Notice (James Paul Goodchild) refers to breaches of PRIN 1, lack of integrity related to failing to act with integrity in the pensions sector. Our view is that a financial penalty and prohibition should be imposed. -
Notice of Decision 2024: John Rodney McKnight [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: QA Dental Engineers [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Chris Madden Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Nuovo Group Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Toza Payment Technology Limited [pdf]
This Final Notice refers to a failure to carry on payment service activities, comply with regulatory obligations and deal with the Authority in an open and co-operative way. We imposed a cancellation.