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Notice of Decision 2024: Rolling Classics Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: PM Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Nautilus Management Solutions Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc [pdf]
For the reasons given in this Warning Notice, the FCA has imposed on HSBC UK a financial penalty of £6,280,100 -
Information on authorised fullscope UK alternative investment fund managers - May 2024
FCA provides information on authorised fullscope UK alternative investment fund managers. -
Notice of Decision 2024: Mohamad Zobir Haqdad [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Impress Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Citigroup Global Markets Limited [pdf]
This Final Notice refers to breaches of PRIN 2 and 3, and MAR 7A 3.2 related to wholesale conduct in the investment bank sector. We imposed a fine. -
Notice of Decision 2024: Elan Financial Group Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2024: Lee Ramsey t/a Summit Motorhomes [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.