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FG24/1: Finalised guidance on financial promotions on social media [pdf]
This Finalised Guidance clarifies our expectations of firms and others, such as influencers, communicating financial promotions on social media. -
Notice of Decision 2024: John Vincent Taylor [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Landscape Printing Systems Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FG24/1: Finalised guidance on financial promotions on social media
We clarify our expectations on how financial promotions are communicated on social media. We also summarise and respond to feedback to GC23/2. -
Notice of Decision 2024: Gerald A Pacitti [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We impose a cancellation. -
Notice of Decision 2024: Solargrade Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Hasan Fazal [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
IFPR newsletter June 2022 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
IFPR newsletter March 2023 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines. -
IFPR newsletter April 2022 [pdf]
The Investment Firms Prudential Regime (IFPR) newsletter provides updates on the IFPR, IFPR resources and on any upcoming regulatory deadlines.