Publications

Showing 4611 to 4620 of 18805 search results.

4611. Memorandum of Understanding between the Office of Financial Sanctions (OFSI) and the Financial Conduct Authority [pdf]

      Memorandums of understanding

      Published: 01/12/2023

      This Memorandum of Understanding is made between the Office of Financial Sanctions (OFSI) and the FCA.

4612. CP23/25: Quarterly Consultation Paper No. 42 [pdf]

      Consultation papers

      Published: 01/12/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

4613. CP23/25: Quarterly Consultation Paper No. 42

      Consultation papers

      Published: 01/12/2023

      Last modified: 01/12/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

4614. Article 21(3) Benchmarks Regulation – Notice of First Decision – 3 month sterling LIBOR [pdf]

      LIBOR notices

      Published: 01/12/2023

      Article 21(3) Benchmarks Regulation – Notice of First Decision – 3 month sterling LIBOR

4615. Credit Rating Agency UK Market Share Report for 2022 [pdf]

      Corporate documents

      Published: 30/11/2023

      Credit Rating Agency UK Market Share Report for 2022.

4616. Regulatory Initiatives Grid - November 2023 [pdf]

      Corporate documents

      Published: 30/11/2023

      This grid is produced by the Financial Services Regulatory Initiatives Forum. This seventh edition of the Regulatory Initiatives Grid (the Grid) follows the summer update marking the passing of the Financial Services and Markets Act (FSMA) 2023.

4617. Regulatory Initiatives Grid - November 2023 Excel version [xlsx]

      Corporate documents

      Published: 30/11/2023

      The Excel version of the seventh edition of the grid is produced by the Financial Services Regulatory Initiatives Forum.

4618. Financial Services Regulatory Initiatives Forum - Minutes: November 2023 [pdf]

      Corporate documents

      Published: 30/11/2023

      Financial Services Regulatory Initiatives Forum meeting minutes November 2023. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition

4619. CP23/24: Capital deduction for redress: personal investment firms [pdf]

      Consultation papers

      Published: 29/11/2023

      We highlighted the rising cost of FSCS compensation caused by financial advice firms. This rise in FSCS costs has led to criticism from some firms and trade bodies that the levy is unsustainable and that it represents our failure to prevent harm.

4620. FCA Smaller Business Practitioner Panel: Vacancy for a Panel Member from the consumer credit sector [pdf]

      Corporate documents

      Published: 29/11/2023

      FCA Smaller Business Practitioner Panel: Vacancy for a Panel Member from the consumer credit sector.