Publications
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Regulatory Priorities: Wholesale Markets [pdf]
FCA Regulatory Priorities report providing specific key priorities for the wholesale markets sector. -
Regulatory Priorities: Wholesale Buy Side [pdf]
FCA Regulatory Priorities report providing specific key priorities for the wholesale buy side sector. -
FCA response to the Complaints Commissioner’s Report 202500525 [pdf]
The FCA’s response to the Complaints Commissioner’s Report 202500525. -
Payment Services and Electronic Money – Our Approach – March 2026 (version 7) [pdf]
March 2026 version of the FCA's Payment Services and Electronic Money Approach. -
PS26/2: Operational Incident and Third Party Reporting [pdf]
This Policy Statement sets out the FCA's final rules on policies that cover reporting serious incidents that impact FCA statutory objectives and reporting material third parties that underpin firms' operations. -
FG26/4: Material Third Party Reporting [pdf]
This Finalised Guidance sets out the FCA's expectations of how firms should comply with our requirements for material third party arrangements. -
FG26/3: Operational Incident Reporting [pdf]
This Finalised Guidance sets out the FCA’s expectations of how firms should comply with our requirements to report operational incidents. -
Notice of Decision 2026: Drivebuy Car Consultants [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Feeder UCITS cease operating: notification form [docx]
Notification of proposed changes to allow a UCITS scheme which is a feeder UCITS to cease operating as a feeder UCITS. -
PS26/2: Annex 2: Enhanced reporting template [xlsx]
The incident reporting template for enhanced reporting in Annex 2 of PS26/2.