Publications
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Credit Rating Agency UK Market Share Report for 2021 [pdf]
This Credit Rating Agency Market Share Report for 2021 gives details of the total market share of UK registered credit rating agencies (CRA), as well as the rating sectors in which they are active. -
Early and high growth oversight webinar on financial promotions – transcript [pdf]
Transcript for the early and high growth oversight webinar on financial promotions. -
CP22/24: Broadening access to financial advice for mainstream investments
We are aiming to allow firms to provide mass-market consumers with straightforward financial needs greater access to simplified advice on investing into mainstream products -
CP22/23: Regulatory fees and levies: policy proposals for 2023/24 [pdf]
This consultation paper sets out our proposed policy changes to the way we will raise FCA fees from 2022/23. -
Final Notice 2022: Leigh Sutcliffe (trading as AVS) [pdf]
This Final Notice (Leigh Sutcliffe (trading as AVS)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2022: Thomas Hogg (trading as Automotion) [pdf]
This Final Notice (Thomas Hogg (trading as Automotion)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Final Notice 2022: Naveed Hussain (trading as Star Motors) [pdf]
This Final Notice (Naveed Hussain (trading as Star Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a -
Final Notice 2022: Maitiu Donnelly (trading as Alta Autos) [pdf]
This Final Notice (Maitiu Donnelly (trading as Alta Autos)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a -
First Supervisory Notice 2022: Lilium Markets Ltd [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to regulation 12(1) and 15 of the Payment Services Regulations 2017 (“the PSR”), the Financial Conduct Authority has decided to vary the registration granted to Lilium Markets -
Information on Cum-Ex trades-November 2022
FCA provides information on Ex trades.