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MS19/1.2 Credit Information Market Study Interim Report Annex 2: Credit reference agency competition [pdf]
MS19/1.2 Credit Information Market Study Interim Report Annex 2: Credit reference agency competition -
MS19/1.2 Credit Information Market Study Interim Report Annex 1: Data quality [pdf]
MS19/1.2 Credit Information Market Study Interim Report Annex 1: Data quality. -
Gaming trading: how trading apps could be engaging consumers for the worse
You may be familiar with the jumping green owl celebrating your completion of a Duolingo language lesson. Or perhaps you compete against your friends on Strava to run the most miles in a month. These are all examples of gamification – the use of -
Final Notice 2022: MHM Plant Group Limited [pdf]
This final notice (MHM Plant Group Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation. -
Final Notice 2022: Mohammed Ataur Rahman Prodhan [pdf]
This final notice refers to a breach of APER 6, and being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have imposed a public censure. -
Information on current financial difficulties- November 2022
FCA provides information on current financial difficulties. -
Sponsor Contacts for Corporate Broking Clients [xlsx]
Sponsor Contacts for Corporate Broking Clients -
Information on asset management firms applications - November 2022
FCA provides information on Asset management firms applications. -
UK list of exempted shares [xlsx]
Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK. -
Annual Public Meeting 2022: Responses to unanswered questions [pdf]
The questions below were submitted to the Annual Public Meeting on 12 October 2022, but not answered at the meeting.