Publications

Showing 5871 to 5880 of 18805 search results.

5871. Cryptoasset Individual Change in Controller Form [docx]

      Forms

      Published: 11/08/2022

      Last modified: 17/01/2025

      Cryptoasset Individual Change in Controller Form

5872. FG23/1: OPBAS Sourcebook update

      Finalised guidance

      Published: 10/08/2022

      Last modified: 10/01/2023

      The FCA sets out feedback guidance from consultation on the OPBAS source.

5873. Portfolio Letter: Our Alternatives Supervision Strategy 2022 [pdf]

      Portfolio letters

      Published: 09/08/2022

      The FCA outlines its view of the main risks of harm that alternative investment firms, and the markets in which they operate, pose to their customers - which in turn shape the FCA’s supervisory priorities.

5874. OBIE letter to Joint Regulatory Oversight Committee, 5 July 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Open Banking Implementation Entity's response to our letter on the objectives and expected deliverables of the strategic working group.

5875. OBIE letter to Joint Regulatory Oversight Committee, 1 August 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Open Banking Implementation Entity's response to our letter regarding onboarding the strategic working group chair.

5876. Joint Regulatory Oversight Committee letter to OBIE, 1 August 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity regarding onboarding the strategic working group chair.

5877. Joint Regulatory Oversight Committee letter to OBIE, 24 June 2022 [pdf]

      Correspondence

      Published: 09/08/2022

      The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity on the objectives and expected deliverables of the strategic working group.

5878. Information on senior manager appointments - August 2022

      FOI releases

      Published: 09/08/2022

      Last modified: 14/08/2023

      The FCA provides information information on senior manager appointments.

5879. Final Notice 2022: Sir Christopher Gent [pdf]

      Final notices

      Published: 05/08/2022

      Last modified: 12/08/2022

      This Final Notice (Sir Christopher Gent) refers to breaches of the Market Abuse Regulations related to unlawful disclosure of inside information in the issuers sector. We imposed a financial penalty

5880. Whistleblowing quarterly data 2022 Q1

      Data

      Published: 04/08/2022

      Last modified: 04/08/2022

      Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.