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FCA operating service metrics 2021/22
The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22. -
Modern Slavery & Human Trafficking Statement 2021-22 [pdf]
This statement sets out the steps that the FCA has taken to get assurance that slavery and human trafficking are not taking place in its supply chains and its own business. -
The Financial Conduct Authority’s response to the Complaints Commissioner’s Annual Report 2021/22 [pdf]
For the year ended 31 March 2022. Presented to Parliament pursuant to section 87 of the Financial Services Act 2012 (as amended by the Small Business, Enterprise and Employment Act 2015). -
Handbook Notice 101 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 23 June 2022 and 15 July 2022. -
FCA pay and bonus gap data 2022
The FCA pay gap data for 2022 covers the reporting period 1 April 2021 to 31 March 2022. This year the FCA has seen improvements in most of its pay gaps, it will continue to work towards identifying and addressing the underlying issues it knows -
Information on freezing orders under POCA - July 2022
The FCA provides information on freezing under POCA. -
Final Notice 2022: The TJM Partnership Limited (Formerly known as Neovision Global Capital Limited) (In Liquidation) [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty. -
Data on equity release mortgages sold in 2015 to 2019 - July 2022
FCA provides information on equity release mortgages sold in 2015, 2016, 2017, 2018, and 2019. -
Data on criminal convictions for the period 2016 to 2021 - July 2022
FCA providing information Criminal convictions obtained by the FCA for the period 2016 to 2021. -
Dear Chair letter to firms on fair treatment of SME customers during collections and recoveries [pdf]
Letter to retail banks with small and medium sized enterprise customers on action needed to ensure fair treatment.