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PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine [pdf]
PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine -
PS22/8: Protecting investors in authorised funds following the Russian invasion of Ukraine
We respond to feedback to CP22/8. We also set out final rules and guidance which allow authorised fund managers to create separate unit classes (side pockets) for retail investment funds affected by the invasion of Ukraine. -
FG22/4: FCA's approach to compromises for regulated firms [pdf]
This guidance aims to help firms understand what information we need and how we approach compromises to secure an appropriate degree of protection for consumers, enhance the integrity of UK financial markets, and reduce the number of proposed -
CP22/12: Improving Equity Secondary Markets [pdf]
Consultation Paper on proposals aimed at improving the functioning of equity secondary markets. -
FCA Board Minutes: 26 May 2022 [pdf]
Minutes of the FCA Board meeting held on 26 May 2022. -
Data on consumer credit loan agreements - July 2022
The FCA provides data on high cost short-term credit loans, home credit loans and pawnbroking loans. -
FG22/4: FCA's approach to compromises for regulated firms
We are issuing guidance, to UK based firms regulated by us, on our general approach to compromises. We also summarise feedback to GC22/1 and set out our response. -
First Supervisory Notice 2022: Alexander David Securities Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(2)(a) and (c) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements. -
CP22/11: Winding down 'synthetic' sterling LIBOR and US dollar LIBOR [pdf]
We seek views on winding down the 1, 3 and 6-month synthetic sterling LIBOR settings, and information on market participants’ exposure to US dollar LIBOR. -
Final Notice 2022: Life Protection Centre Ltd [pdf]
This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation.