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PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme [pdf]
PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme. -
HSBC UK Bank Plc: Senior Management Attestation [pdf]
HSBC UK Bank Plc: Senior Management Attestation -
PS22/4: Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme
We are introducing temporary asset retention rules which apply to certain firms who provided transfer advice to British Steel Pension Scheme (BSPS) members. -
First Supervisory Notice 2022: Craig Mitchell [pdf]
The Authority has decided to vary with immediate effect the Part 4A permission granted to Craig Mitchell by removing all his regulated activities. -
First Supervisory Notice 2022: Vector Wealth Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements. -
Financial crime controls at challenger banks
Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK -
Information on the Senior Managers Certification Regime fines - April 2022
The FCA provides information on how many fines were issued to Senior managers. -
Request for Andrew Bailey Emails on IRHP
The FCA provides copies of Emails sent to or received from the email account of Andrew Bailey between 1 July 2016 and 31 December 2016 in which the term 'IRHP' or 'swaps' appears. -
FOI7819 additional information provided [pdf]
The FCA provides Martin Wheatley's emails regarding interest rate hedging product (IRHP, swaps) review. -
FOI8333 additional information provided [pdf]
The FCA provides Andrew Bailey's emails on IRHP.