Publications

Showing 6121 to 6130 of 18806 search results.

6121. Information on Money Laundering reports over past 5 years - May 2022

      FOI releases

      Published: 06/05/2022

      Last modified: 25/10/2022

      The FCA provides data on money laundering reports reported to it.

6122. Innovation Pathways application form guidance [docx]

      Published: 05/05/2022

      Innovation Pathways draft application form - copy of key questions and guidance to help answer these.

6123. Information on lifetime Mortgage Sales - May 2022

      FOI releases

      Published: 05/05/2022

      Last modified: 25/10/2022

      The FCA provides data on lifetime mortgage sales.

6124. FCA Board Minutes: 23 and 24 March 2022 [pdf]

      Meeting minutes

      Published: 04/05/2022

      FCA Board Minutes: 23 and 24 March 2022.

6125. Findings from our investment platforms costs and charges review: Handbook provisions in detail [pdf]

      Market studies

      Published: 04/05/2022

      Findings from our investment platforms costs and charges review: Handbook provisions in detail.

6126. Information on whistleblowing reports for 2019 to 2021 - May 2022

      FOI releases

      Published: 03/05/2022

      Last modified: 25/10/2022

      The FCA provides data on whistleblowing reports for 2019 to 2021.

6127. Handbook Notice 98 [pdf]

      Handbook

      Published: 29/04/2022

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 24 March 2022, 22 April 2022 and 28 April 2022.

6128. Final Notice 2022: Charanjit Sandhu [pdf]

      Final notices

      Published: 28/04/2022

      This Final Notice (Charanjit Sandhu) refers to breaches of FIT. We imposed a prohibition.

6129. Final Notice 2022: Jeanine Lewis [pdf]

      Final notices

      Published: 28/04/2022

      This Final Notice ( Jeanine Lewis) refers to breaches of FIT. We imposed a prohibition.

6130. Final Notice 2022: Hugh Edwards [pdf]

      Final notices

      Published: 28/04/2022

      This Final Notice (Hugh Edwards) refers to breaches of FIT. We imposed a prohibition.