Publications

Showing 6331 to 6340 of 18809 search results.

6331. FG22/1: The FCA’s approach to the review of Part VII insurance business transfers

      Finalised guidance

      Published: 15/02/2022

      Last modified: 03/12/2025

      We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers.

6332. Final Notice 2022: AHM Automotive Limited [pdf]

      Final notices

      Published: 14/02/2022

      This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

6333. CP22/3: Pensions dashboards: proposed rules for pension providers [pdf]

      Consultation papers

      Published: 11/02/2022

      The focus of this paper is the FCA’s responsibilities in delivering pensions dashboards, but we are just one of many organisations involved.

6334. Transcript of Jessica Rusu speaking at our RegTech Forum [pdf]

      Transcripts

      Published: 11/02/2022

      Jessica Rusu, FCA Chief Data, Information & Intelligence Officer spoke at our RegTech Forum – FCA Approach to Innovation & SupTech on 10 February 2022

6335. Application under MIFID 4-11-9r additional firm questions [docx]

      Forms

      Published: 11/02/2022

      Application under MiFID 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352 of

6336. Application under MIFID 4-12-66r additional firm questions [docx]

      Forms

      Published: 11/02/2022

      Application under MIFIDPRU 4.12.66R for permission to use sensitivity models to calculate interest rate risk on derivative instruments in accordance with article 331(1) of the UK CRR – Additional firm questions

6337. Application under MIFID 4-14-6r additional firm questions [docx]

      Forms

      Published: 11/02/2022

      Application under MIFIDPRU 4.14.6R for permission to exclude transactions with some counterparties from K-TCD requirement -Additional firm questions.

6338. Cyber attacks and data breaches reported to the FCA - February 2022

      FOI releases

      Published: 11/02/2022

      Last modified: 25/10/2022

      The FCA responds to multiple questions on cyber incidents reported to it.

6339. XML schemas and validation rules v1.3.2 (DRAFT3) [zip]

      Published: 10/02/2022

      XML schemas and validation rules v1.3.2 (DRAFT3).

6340. XML schemas and validation rules v1.3.1 (DRAFT2) [zip]

      Published: 10/02/2022

      XML schemas and validation rules v1.3.1 (DRAFT2)