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First Supervisory Notice 2021: Morgan Ingram Associates Limited [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of the firm terminating its relationships with the following Appointed Representatives (“ARs”) under their respective AR agreements. -
Dear CEO letter: Insurers: Insurance costs for multi-occupancy buildings [pdf]
We expect firms to consider what actions they can take to help leaseholders, and will support the industry in developing solutions to improve the situation for those impacted. -
Dear CEO letter: Intermediaries: Insurance costs for multi-occupancy buildings [pdf]
What we expect from firms, steps they should take if acting under delegated authority and when intermediating, and what we are doing to help on this issue. -
Firm Details Attestation (FDA) since January 2021 - January 2022
The FCA responds to multiple questions on Firm Details Attestation. -
FCA Board Minutes: 21 December 2021 [pdf]
Minutes of the FCA Board meeting held on the 21 December 2021. -
FCA Board Minutes: 16 December 2021 [pdf]
Minutes of the FCA Board meeting held on 16 December 2021. -
GC22/1: FCA’s approach to compromises for regulated firms [pdf]
Compromises are arrangements that allow a firm to settle its liabilities with creditors and/or shareholders. -
FOI8888 response Annex A [pdf]
The FCA provides data on Retirement Income Stock. -
Retirement Income Stock Data - January 2022
The FCA provides data on Retirement Income Stock. -
Information on 10% depreciation notifications from February 2020 - January 2022
The FCA responds regarding the investigations opened by the FCA into potential breaches of COBS 16A.4.3.