Publications
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Strategic Review of Retail Banking Business Models: Final Report 2022 [pdf]
Banks are transforming their businesses to meet the challenges of increasing digitalisation and technological change, ring-fencing, changing consumer expectations, and the need to reduce costs. -
Strategic Review of Retail Banking Business Models: Annexes to the Final Report 2022 [pdf]
All banks have come under pressure from the low interest rate environment, increased competition, changing consumer expectations and regulatory costs arising due to Covid, and most have experienced lower returns over the last three years (2018-2020) -
CP22/2: Strengthening our financial promotion rules for high risk investments, including cryptoassets [pdf]
We are publishing this CP now to ensure our financial promotion regime is robust and remains fit for purpose. -
To certify or not to certify: decision points in the self-certification process [pdf]
We looked at the current self-certification process with high-risk investments and tested interventions to improve this. -
Going beyond ‘capital at risk’: Behaviourally informed risk warnings for high-risk investment products [pdf]
We tested the standard risk warning when considering investing in high-risk investments against warnings with clearer information. -
Final Notice 2022: Capital Investements Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Pausing, reading, and reflecting: decision points in high-risk investment consumer journeys [pdf]
We tested the effect of introducing other ’decision points’ into the high-risk investment consumer journey. -
Research Notes: Improving outcomes for consumers considering investing in high-risk investments
We've published 3 Research Notes on behavioural interventions we tested to improve outcomes for consumers considering investing in high-risk investments. -
Information on Money Laundering Reporting Officer - January 2022
The FCA provides information on the turnover of Money Laundering Reporting Officers in firms in 2021. -
Final Notice 2022: Evest Limited [pdf]
This Final Notice (Evest Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed a