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FCA Board Minutes: 3 September 2021 [pdf]
Minutes of the FCA Board meeting held on 3 September 2021 -
Financial promotions quarterly data 2021 Q3
The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3. -
Information on whistleblowing cases - October 2021
The FCA provides data on number of whistleblowing cases for sexual harassment in 2020 across financial services. -
Income drawdown by 55-year-olds information – October 2021
FCA provides income drawdown by 55-year-olds information -
PS21/13: LIBOR transition and the derivatives trading obligation
We have modified the list of derivatives subject to the derivates trading obligation (DTO) in line with Articles 28 and 32 of UK MiFIR. -
FOI8621 - Annex A [csv]
FOI8621 - Annex A -
UK SFTR validation rules - April 2022 [xlsx]
An update to the UK SFTR validation rules. These amendments will apply from 11 April 2022. -
Annual whistleblowing reports and categories information – October 2021
FCA provides annual whistleblowing reports and categories information. -
FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others (LLM) [pdf]
Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others (LLM) September 2021. -
Mortgage sales data by borrower income information – October 2021
FCA provides mortgage sales data by borrower income information.