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Primary Market Technical Note 623.2: Documents available for inspection [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Primary Market Technical Note 619.1 (consultation version): Guidelines on disclosure requirements under the Prospectus Regulation and Guidance on specialist issuers [pdf]
Primary Market Technical Note 619.1: Guidelines on disclosure requirements under the Prospectus Regulation and Guidance on specialist issuers -
Primary Market Technical Note 637.1 (consultation version): Level of disclosure for securities subject to conversion or write-down powers [pdf]
Primary Market Technical Note 637.1: Level of disclosure for securities subject to conversion or write-down powers -
Primary Market Technical Note 636.1 (consultation version): Order of information in the prospectus [pdf]
Primary Market Technical Note 636.1: Order of information in the prospectus -
CP21/19: Proposed decision under Article 23D BMR for 6 sterling and yen LIBOR settings [pdf]
We are seeking views on our proposed decision to use our Article 23D(2) powers under the Benchmarks Regulation to require the administrator of LIBOR, ICE Benchmark Administration, to change the way 1-month, 3-month and 6-month sterling and Japanese -
Primary Market Technical Note 627.2: Prospectus content – Financial information [pdf]
Primary Market Technical Note 627.2: Prospectus content – Financial information -
Primary Market Technical Note 601.2: Public offers (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Final Notice 2021: Gedik International Ltd [pdf]
This final notice refers to a failure to satisfy the effective supervision and to appropriate resources threshold conditions (COND) in the wholesale brokerage sector. We refused the firm’s VOP application. -
Primary Market Bulletin 34
This edition of the FCA’s Primary Market Bulletin covers prospectus regulation. -
Primary Market Technical Note 604.1: Prospectus Regulation Advertisement regime (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most