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Meetings with Head of Claims Management Companies dapartment - May 2021
The FCA provides meeting information for the Head of its Claims Management Companies Department. -
Final Notice 2021: United Claims Management Ltd [pdf]
This final notice refers to a failure to satisfy Threshold Conditions (COND) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2021: Ron Treherne IFA Ltd [pdf]
This Final Notice (Ron Treherne IFA Ltd) refers to breaches of COND, PRIN 6 and PRIN 11 by a financial adviser. We imposed a cancellation of the adviser’s Part 4A permission. -
Information relating to whistleblowing for 2019 and 2020 - May 2021
The FCA responds to questions relating to whistleblowing for 2019 and 2020. -
Ydych chi wedi derbyn rhybudd diffygdalu? (A4) [pdf]
Taflen wybodaeth -
Default information sheet: May 2021 (mono A4) [pdf]
For consumer credit firms to download and accompany arrears and default notices -
Default information sheet: May 2021 (CMYK A4) [pdf]
For consumer credit firms to download and accompany arrears and default notices -
Arrears information sheet: May 2021 (CMYK A4) [pdf]
For consumer credit firms to download and accompany arrears and default notices -
Arrears information sheet: May 2021 (mono A4) [pdf]
For consumer credit firms to download and accompany arrears and default notices -
Ydych chi wedi derbyn rhybudd ôl-ddyled? (A4) [pdf]
Taflen wybodaeth