Publications
Search results
Showing 7531 to 7540 of 18811 search results.
-
Investment firms with FCA permissions - March 2021
The FCA provides a list of investment firms with permission to deal with investments. -
Draft guidance: Mortgages and coronavirus: further updated tailored support guidance [pdf]
This draft guidance sets out how the FCA proposes to update the FCA’s guidance on Mortgages and Coronavirus: Tailored Support Guidance made in January 2021. -
CP21/5: Quarterly Consultation Paper No. 31
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes, but we still want to get your feedback on our proposals. -
Final Notice 2021: Mr Adrian Horn [pdf]
The Final Notice refers to breaches of MAR and FIT relating to Market Abuse in the Trading Firm sector. We imposed a Financial Penalty and Prohibition. -
Final Notice 2021: Today Car 24 Limited [pdf]
This final notice (Today Car 24 Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Total number of brokers - March 2021
The FCA provides information on the number of commercial finance brokers and residential mortgage brokers. -
Final Notice 2021: Enrico Riga (Trading as Shire Hampton Motors) [pdf]
This final notice Enrico Riga (Trading as Shire Hampton Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a -
Statements of Policy on the operation of the MiFID Transparency Regime - Double Volume Cap [pdf]
This policy was updated to reflect the Double Volume Cap in March 2021. -
Imperial College Data [xlsx]
This data shows the Imperial College estimate of infections at the Lower Tier Local Authority (LTLA) level during the early stages of the pandemic. -
FS21/5: Business interruption insurance test case: Proving the presence of coronavirus (Covid-19) [pdf]
This document summarises the feedback the FCA received to its draft guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19) published for consultation on 11 December 2020.