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FCA explains: regulation of pre-paid funeral plans transcript [pdf]
In July 2022, we’re taking responsibility for regulating the pre-paid funeral plans sector. Find out what you -
Funeral plan providers - quarterly conduct review [pdf]
Quarterly conduct review (FP001). -
Information on Senior Managers Functions
The FCA provides the location of each of the registered head office for each of the Senior Managers Functions. -
Effectiveness assessment of the FCA approach to flexible firm supervision - July 2016 [pdf]
This assessment by PA Consulting looks at how the FCA's Supervision risk and management framework in 2016 supports the approach to flexible firms and where further development may be necessary in order to make it fully effective, focussing on the -
Funeral plan providers and intermediaries - half-yearly prudential return [pdf]
Half-yearly prudential return for providers (FP003a) and intermediaries (FP003b). -
PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules
This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation. -
Final Notice 2021: Michael John Dwane [pdf]
This final notice Michael John Dwane refers to a failure to satisfy the effective supervision threshold condition (COND) and the suitability threshold condition (COND). We refused the firm’s application for authorisation. -
Google's letter to the FCA - 26 February 2021 [pdf]
Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform. -
Information on notifications for firms using temporary permissions regime - March 2021
The FCA provides the total number of notifications received from firms to use the temporary permissions regime broken down by passport being used. -
Handbook Notice 85 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board.