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Handbook Notice 84 [pdf]
This Handbook Notice describes the changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 22 December 2020 and 28 January 2021. -
Final Notice 2021: Alva Motors Limited [pdf]
This final notice Alva Motors Limited refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector -
Final Notice: Unique Plumbing & Heating LLP [pdf]
This final notice Unique Plumbing & Heating LLP refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and -
Nikhil Rathi's allowances and expenses: October 2020 - March 2021 [pdf]
Summary of allowances and expenses claimed by Nikhil Rathi, including hospitality given outside the FCA. -
Final Notice: Olurotimi Alonge (Trading as Fix Your Credit) [pdf]
This final notice Olurotimi Alonge (Trading as Fix Your Credit) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a -
Hospitality and Gifts Log: October to December 2020 [pdf]
Hospitality and Gifts Log: October to December 2020. -
Nikhil Rathi - Chief Executive Officer, External, Board & Executive Committee Meetings for 1 October - 31 December 2020 [pdf]
Nikhil Rathi - Chief Executive Officer, External, Board & Executive Committee Meetings for 1 October - 31 December 2020. -
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 October - 31 December 2020 [pdf]
Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 October - 31 December 2020. -
Listing Authority Advisory Panel (LAAP) response to the Call for Evidence by Lord Hill’s Listings Review [pdf]
LAAP response to the Call for Evidence by Lord Hill’s Listings Review. This PDF has been amended to improve accessibility. -
Information on Temporary Permission Regime (TPR) - January 2021
The FCA responds multiple questions on the Temporary Permissions Regime.