Publications

Showing 8581 to 8590 of 18816 search results.

8581. Climate Financial Risk Forum Guide 2020 - Scenario Analysis chapter [pdf]

      Corporate documents

      Published: 29/06/2020

      This chapter represents the output from the cross-industry Scenario Analysis Working Group of the Climate Financial Risk Forum. The document aims to promote understanding, consistency and comparability by providing guidance on how to use scenario

8582. First Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

      Supervisory notices

      Published: 29/06/2020

      First Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.

8583. Climate Financial Risk Forum Guide 2020 - Risk Management chapter [pdf]

      Corporate documents

      Published: 29/06/2020

      This chapter represents the output from the cross-industry Risk Management Working Group of the Prudential Regulation Authority and Financial Conduct Authority’s Climate Financial Risk Forum. The document contains information on approaches to

8584. Second Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

      Supervisory notices

      Published: 29/06/2020

      Second Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.

8585. Handbook Notice 78 [pdf]

      Handbook

      Published: 26/06/2020

      This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 21 May 2020 and 25 June 2020. Additionally, this Notice

8586. Final Notice 2020: Redcentric PLC [pdf]

      Final notices

      Published: 26/06/2020

      This final notice (Redcentric PLC) refers to a breach of section 118(7) FSMA and the committal of market abuse by the publishing of false and misleading information about the financial position of an AIM-listed company. We imposed a public censure

8587. Final Notice 2020: Net Direct Car Sales Limited [pdf]

      Final notices

      Published: 26/06/2020

      This final notice (Net Direct Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and

8588. Final Notice 2020: John Joseph Cullen (trading as Bankpark Motors) [pdf]

      Final notices

      Published: 26/06/2020

      This final notice (John Joseph Cullen (trading as Bankpark Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

8589. Information on new insider dealing or market abuse cases per month from January 2018 to May 2020 - June 2020

      FOI releases

      Published: 26/06/2020

      Last modified: 25/10/2022

      FCA provides information on new insider dealing or market abuse cases per month from January 2018 to May 2020.

8590. Occasional Paper 50: Addendum [pdf]

      FCA research

      Published: 25/06/2020

      Addendum to Occasional Paper 50: Quantifying the High-Frequency Trading ‘Arms Race’: A Simple New Methodology and Estimates