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FCA Board Minutes: 13 May 2020 [pdf]
FCA Board Minutes: 13 May 2020 -
Information on advice given to defined benefit pension scheme members by approved firms - June 2020
FCA provides information on advice given to defined benefit pension scheme members by approved firms. -
Securities Financing Transactions Regulation (SFTR) registration form [docx]
Application for registration for trade repositories providing services under the Securities Financing Transactions Regulations (SFTR). -
Securities Financing Transactions Regulation (SFTR) notes [docx]
Trade repository notes for applying to provide services under the Securities Financing Transactions Regulation (SFTR). -
TR20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]
We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers. -
CP20/9: Driving value for money in pensions [pdf]
FCA consultation on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members. -
Service standards 2019/20
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20. -
Business interruption insurance test case: Defence of Zurich Insurance Plc [pdf]
he Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence for Zurich Insurance Plc. -
Business interruption insurance test case: Defence of QBE UK Ltd [pdf]
The Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence QBE UK Ltd. -
Securities Financing Transactions Regulation (SFTR) registration conversion form [docx]
Securities Financing Transactions Regulation (SFTR) registration conversion form