Publications

Showing 8631 to 8640 of 18816 search results.

8631. FS20/8: Business interruption insurance test case: feedback on draft guidance

      Feedback statements

      Published: 17/06/2020

      Last modified: 17/06/2020

      These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.

8632. PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors

      Policy statements

      Published: 17/06/2020

      Last modified: 10/12/2020

      The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors

8633. The FCA’s response to the Complaints Commissioner’s Report FCA00631 [pdf]

      Corporate documents

      Published: 16/06/2020

      The FCA’s response to the Complaints Commissioner’s Report FCA00631

8634. The FCA's response to Complaint Commissioner Report FCA00684 [pdf]

      Corporate documents

      Published: 16/06/2020

      The FCA's response to Complaint Commissioner Report FCA00684.

8635. The FCA's response to Complaint Commissioner Report FCA00713 [pdf]

      Corporate documents

      Published: 16/06/2020

      The FCA's response to Complaint Commissioner Report FCA00713.

8636. Information on the number of Senior Managers Regime applications in 2019/20 broken down by title on application - June 2020

      FOI releases

      Published: 16/06/2020

      Last modified: 25/10/2022

      FCA provides information on the number of Senior Managers Regime applications in 2019/20 broken down by title.

8637. Quarterly KPIs - December 2019 [pdf]

      Corporate documents

      Published: 12/06/2020

      FCA key performance indicators for Decmenber 2019.

8638. FG20/1: Assessing adequate financial resources [pdf]

      Finalised guidance

      Published: 11/06/2020

      FG20/1: Assessing adequate financial resources

8639. FG20/1: Assessing adequate financial resources

      Finalised guidance

      Published: 11/06/2020

      Last modified: 11/06/2020

      We are publishing final guidance on a framework to help financial services firms ensure they have adequate financial resources and to take effective steps to minimise harm.

8640. Final Notice 2020: Lloyds Bank plc, Bank of Scotland plc, and The Mortgage Business plc [pdf]

      Final notices

      Published: 11/06/2020

      This Final Notice (Lloyds Bank plc, Bank of Scotland plc, and The Mortgage Business plc) refers to breaches of PRIN 3 and PRIN 6 related to the unfair treatment of customers in the mortgages sector. We imposed a financial penalty.