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Final notice 2020: Elizabeth Marie Walker [pdf]
This final notice (Elizabeth Marie Walker) refers to a candidate for approval to perform a controlled function. The candidate did not satisfy us that she met the competence and capability criteria of the FCA’s Fit and Proper Person Test. We -
Final Notice 2020: Spiral Cycles Limited [pdf]
This final notice (Spiral Cycles Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Thames Auto Sales [pdf]
This final notice (Thames Auto Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Sector Views 2020 [pdf]
FCA Sector Views 2020. -
Video transcript: sector views video [pdf]
Read the transcript for our sector views video. -
Sector Views - published February 2020
We set out our annual analysis of the way the financial environment is changing and the impact of these changes on consumers and market effectiveness. -
Information on Mortgage Sales - February 2020
FCA provides information on Mortgage Sales 2018 - 2019. -
Second Supervisory Notice 2020: Rix Motor Company Limited [pdf]
Second Supervisory Notice for Rix Motor Company Limited (2020) -
Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]
This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We -
FCA retention schedule [pdf]
Our retention policy sets out how long we hold all information, including any personal data used for each of the areas mentioned in this privacy notice.