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Number of skilled persons reports commissioned in Q2 2019 (July – September 2019) [pdf]
Number of skilled persons reports commissioned in Q2 2019 (July – September 2019) -
Hospitality and gift log: July to September 2019 [pdf]
Hospitality and gift log: July to September 2019 -
Andrew Bailey – Chief Executive: External, Board & Executive Committee Meetings for July to September 2019 [pdf]
Andrew Bailey – Chief Executive: External, Board & Executive Committee Meetings for July to September 2019 -
Charles Randell - Chairman: External, Board & Executive Committee Meetings for July to September 2019 [pdf]
Charles Randell - Chairman: External, Board & Executive Committee Meetings for July to September 2019 -
Christopher Woolard - Executive Director of Strategy and Competition: External, Board & Executive Committee Meetings for July to September 2019 [pdf]
Christopher Woolard - Executive Director of Strategy and Competition: External, Board & Executive Committee Meetings for July to September 2019 -
Global AML and Financial Crime TechSprint 2019
In July 2019, the FCA held a week-long TechSprint to find better ways of increasing the detection and prevention rates of financial crime. -
Handbook Notice 70 [pdf]
This Handbook Notice describes certain changes to the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 September 2019 and 24 October 2019. Additionally, this -
Market Watch 62 [pdf]
In this Market Watch, we share our concerns about personal account dealing (PAD) - where employees of an authorised firm trade for themselves rather than for clients. -
Temporary Permissions Regime: amended direction (FSMA, 30 January 2020) [pdf]
Temporary Permissions Regime: amended direction (FSMA, 30 January 2020). -
Temporary Permissions Regime: amended direction (UCITS, 30 January 2020) [pdf]
Temporary Permissions Regime: amended direction (UCITS, 30 January 2020).