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Updated Direction: temporary permission notification (UCITS) [pdf]
Amended direction which extend the notification period from 30 May 2019 to the end of 30 October 2019. -
Notice of Undertaking: Capital Financial Management Limited [pdf]
The FCA has published an undertaking from Capital Financial Management Limited regarding a potentially unfair term in its debt management contract. The undertaking has been provided under the Consumer Rights Act 2015 (CRA) and the Unfair Terms in -
FCA Procedural Officer Decision 2018/1 [pdf]
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Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 [pdf]
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Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 - Annexes [pdf]
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Research Note: Further evidence on choices of dominated mortgage products [pdf]
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Research Note: Further evidence on choices of dominated mortgage products
FCA Occasional Paper No. 33 found that there was a surprising prevalence of 'dominated' choices in the UK mortgage market. Almost 30% of customers chose mortgage products that were strictly worse on all price dimensions than another available -
Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998
On 21 February 2019, the FCA decided that 3 asset management firms, Hargreave Hale Ltd, Newton Investment Management Limited and River and Mercantile Asset Management LLP (RAMAM), breached competition law. They shared strategic information during a -
Final Notice 2019: Simple Comms Limited [pdf]
This final notice (Simple Comms Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Map and directions [pdf]
A map showing the route from Stratford Station to the FCA.