Publications

Showing 9791 to 9800 of 18820 search results.

9791. Decision Notice: Bank House Investment Management Limited [pdf]

      Decision notices

      Published: 09/05/2019

      This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

9792. Final Notice 2019: DMC Health Wize Limited [pdf]

      Final notices

      Published: 08/05/2019

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

9793. CP19/17: Consultation on mortgage advice and selling standards [pdf]

      Consultation papers

      Published: 07/05/2019

      We propose changes to our mortgage advice and selling standards to address 3 harms identified through the Mortgages Market Study

9794. Buying a mortgage without advice: how we might help customers understand execution-only disclosures [pdf]

      External research

      Published: 07/05/2019

      A report for FCA by Revealing Reality relating to CP19/17.

9795. The FCA’s response to the Complaints Commissioner’s Report FCA00503 [pdf]

      Corporate documents

      Published: 07/05/2019

9796. PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules

      Policy statements

      Published: 07/05/2019

      Last modified: 08/05/2024

      This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards.

9797. DP19/2: Intergenerational differences [pdf]

      Discussion papers

      Published: 02/05/2019

9798. DP19/2: Millennials infographic [pdf]

      Discussion papers

      Published: 02/05/2019

9799. DP19/2: Generation X infographic [pdf]

      Discussion papers

      Published: 02/05/2019

9800. DP19/2: Baby boomers infographic [pdf]

      Discussion papers

      Published: 02/05/2019