Publications

Showing 9811 to 9820 of 18820 search results.

9811. Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review

      Calls for input

      Published: 30/04/2019

      Last modified: 03/12/2020

      The Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR) aim to improve consumer outcomes from financial advice and guidance. The FCA is reviewing their impact on the market to date, and assessing how the market may develop

9812. The impact and effectiveness of Innovate [pdf]

      FCA research

      Published: 29/04/2019

      This report aims to shed light on the work we do through Innovate, why we do it, and why we think it advances the FCA’s objectives in an effective manner.

9813. The impact and effectiveness of Innovate

      Research insights FCA research

      Published: 29/04/2019

      Last modified: 03/06/2026

      Since launching Innovate we have received nearly 1,600 applications for support and have provided support to nearly 700 firms of varying shapes and sizes. We have played an active role in the fintech industry, and have produced policy on innovation

9814. Final Notice 2019: Linear Investments Limited [pdf]

      Final notices

      Published: 29/04/2019

      This final notice (Linear Investments Limited) refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. We imposed a fine.

9815. Handbook Notice 65 [pdf]

      Handbook

      Published: 26/04/2019

      This Handbook Notice describes certain changes to the Handbook, Binding Technical Standards and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 28 March and 9 April 2019, and by

9816. Class 1 Circular – Acquisition [doc]

      Primary market

      Published: 26/04/2019

9817. Eligibility for listing – Standard Listing (Shares) [doc]

      Primary market

      Published: 26/04/2019

      Eligibility for listing – Standard Listing (Shares).

9818. Circular Class 1 Disposal [doc]

      Primary market

      Published: 26/04/2019

9819. General Circular – Chapter 13 [doc]

      Primary market

      Published: 26/04/2019

9820. Premium Listing - Commercial Companies including Mineral, Scientific Research and Property Companies [doc]

      Primary market

      Published: 26/04/2019

      Premium Listing - Commercial Companies including Mineral, Scientific Research and Property Companies.