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Final Notice 2019: Kevin Hart [pdf]
This final notice (Kevin Hart) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Board Minutes: 28 February 2019 [pdf]
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Final Notice 2019: Restasleep Yorkshire Limited [pdf]
This final notice (Restasleep Yorkshire Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: C.B.C Salon Design Ltd [pdf]
This final notice (C.B.C Salon Design Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Amended Direction: temporary permission notification (fsma) [pdf]
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Amended Direction: temporary permission notification (AIFM) [pdf]
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Amended Direction: temporary permission notification (UCITS) [pdf]
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Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations [pdf]
Letter to CEOs of firms that engages in consumer credit activities. -
GC19/2: General insurance distribution chain: proposed guidance for insurance product manufacturers and distributors [pdf]
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TR19/2: General insurance distribution chain [pdf]
General insurance distribution chain.