Publications

Showing 9891 to 9900 of 18820 search results.

9891. Final Notice 2019: Egcars [pdf]

      Final notices

      Published: 10/04/2019

      This final notice (Egcars) refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application.

9892. TR19/2: General insurance distribution chain

      Thematic reviews

      Published: 10/04/2019

      Last modified: 29/08/2025

      FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps.

9893. Dear CEO letter: FCA expectations of general insurance firms [pdf]

      Dear CEO letters

      Published: 10/04/2019

      We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2).

9894. Decision Notice 2019: Standard Chartered Bank [pdf]

      Decision notices

      Published: 09/04/2019

      This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.

9895. Final Notice 2019: Derren White (Tool Tuck trading as) [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9896. Final Notice 2019: Cherry Pie Ltd [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9897. Final Notice 2019: Darren Parry (Barry Trade Sales trading as) [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9898. Final Notice 2019: Avonside Home Improvements Limited [pdf]

      Final notices

      Published: 09/04/2019

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

9899. Quarterly KPIs - 2018/19: December 2018 [pdf]

      Corporate documents

      Published: 05/04/2019

9900. Final Notice 2019: James Roper Chatfield [pdf]

      Final notices

      Published: 05/04/2019

      This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.